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11/06/2014 Agenda Heritage Bay Community Development District - By Board of Supervisors Russell R.Smith,Chairman Calvin Teague,District Manager Ronald A.Grant,Vice Chairman Gregory Urbancic,District Counsel Dalton Drake,Assistant Secretary David Wilkison,District Engineer Edwin Ilubbard,Assistant Secretary John May,Assistant Secretary Regular Meeting Agenda November 6,2014—9:00 a.m. 1. Roll Call 2. Public Comments on Agenda Items 3. Approval of the Minutes of the September 4,2014 Meeting 4. Old Business A. Retaining Wall Discussion B. Lake 26 Discussions with Lcnnar C. Littoral Planting Update D. Website Development 5. New Business A. Umbrella Corporation Discussion 6. Manager's Report A. Approval of Financials,Check Register and Invoices B. Amending General Fund FY 2014 Budget—Resolution 2015-1 C. Field Manager's Report D. Follow Up 7. Attorney's Report 8. Engineer's Report 9. Supervisors'Requests and Audience Comments 10. Adjournment NOTES:The next meeting is scheduled for January 8,2015 at 9:00 a.m. District Office: Meeting Location: 210 N.University Drive,Suite 702 Heritage Bay Clubhouse Coral Springs,FL 33071 10154 Heritage Bay Boulevard 954-753-5841 Naples,FL Bridging Solutions,LLC BRIDGING Avellino Isles Circle!132102 BRIDGING Naples,FL 34119 lap, SOLUTIONS Tel.(239)216-1370 rulohiulbridt;i ny;-soluti on s.com www.briring-.,o IL t i MIS.corn November 17,2014 Calvin Teague District Manager Heritage Bay CDD Severn Trent Management Services 5911 Country Lakes Dr. Ft.Myers,FL 33905 RE: Proposal to Provide Professional Engineering Services for: Stone Landscape Wall Replacement Study Report Heritage Bay,Collier County,Florida Dear Mr.Teague: Bridging Solutions,LLC appreciates the opportunity to submit this proposal to provide engineering services based on your e-mail request on November 14,2014 and follow up telephone conversations. 1. BACKGROUND The existing stone landscape walls adjacent to the arch bridge at Heritage Bay were not constructed in accordance with standard engineering industry practices for gravity stone retaining walls. If these walls are not replaced, sections of the walls will continue to fail. These conclusions were included in a report prepared by Bridging Solutions,LLC dated April 21,2014. This proposal provides a scope of services and fee for engineering recommendations for: • Short term repairs to stabilize the wall in areas where there is a risk of catastrophic failure • Alternative approaches for the replacement of the wall assuming the new wall would have the same layout (length and height)as the existing wall. 2. SCOPE OF SERVICES 2.1. Wall Inspection—Perform a follow up inspection of the wall to update our inspection documentation prepared in April 2014.Conduct a drop line survey in front of the existing walls at each bridge fascia to determine the channel bottom profile. 2.2. Survey and Mapping—Perform a topographic survey in the vicinity of the walls and prepare mapping in AutoCAD format.(We propose to hire Stamen as a suhconsultant for this work.) 2.3. Short Term Repairs—Determine what portions of the wall are at risk of catastrophic failure and provide recommendations for temporary repairs to stabilize the wall.Prepare repair details and specifications for use by the Heritage Bay CDD in soliciting bids from contractors for the proposed temporary wall repairs. We design bridges to fit your site and budget. BRIDGING SOLUTIONS 2.4. Wall Replacement Study Report — Evaluate alternative approaches for the replacement of the stone walls.Consider alternatives that include using the existing stones in the reconstructed wall and the use of all new materials. Prepare conceptual design wall cross sections depicting the proposed alternatives. Determine the approximate material quantities for the new wall alternatives and perform conceptual cost estimates. Prepare a letter report that summarizes the findings of the study and provides the advantages and disadvantages of the wall replacement alternatives. 3. TIME SCHEDULE We anticipate completion of the above described tasks by January 5,2015 assuming this proposal is accepted by November 24,2014. 4. COMPENSATION Bridging Solutions proposes to provide the above described services for a lump sum fee of$9,900. 5. AGREEMENT TERMS This project will be billed monthly on a percent complete basis, with the invoiced amount representing the actual amount of work completed.If the above conditions are acceptable this proposal can become contractual by signing and dating below.The Terms and Conditions on the enclosed Exhibit A are incorporated and made a part of this Agreement. Please return one signed copy of this Agreement and Exhibit A to our office to serve as your authorization for us to proceed on this work. Thank you for your consideration of this proposal.Please contact me at 239-216-1370 if you have any questions. Respectfully, BRIDGING SOLUTIONS,LLC Ralph Verrastro,PE Principal Accepted this ( e day of ICJ, ' 0VQ4,4-`-(,2014 By: C A-10 �� 0 Signature Printed or Typed Title: Vkk) LA 2 We design bridges to fit your site and budget. EXHIBIT A—Terms and Conditions Indemnification: Bridging Solutions,LLC agrees,to the fullest extent permitted by law,to indemnify and hold harmless the Client, its officers, directors and employees (collectively, Client) against all damages, liabilities or costs, including reasonably attorneys' fees and defense costs,to the extent caused by the Consultant's negligent performance of professional services under this Agreement and that of its subconsultants or anyone for whom the Consultant is legally liable.The Client agrees, to the fullest extent permitted by law, to indemnify and hold harmless Bridging Solutions, its officers, directors, employees and subconsultants (collectively, Consultant) against all damages, liabilities or costs, including reasonable attorneys' fees and defense costs,to the extent caused by the Client's negligent acts in connection with the Project and the acts of its contractors,subcontractors or consultants or anyone for whom the Client is legally liable. Neither the Client nor Bridging Solutions shall be obligated to indemnify the other party in any manner whatsoever for the other party's own negligence. Limitation of Liability: In recognition of the relative risks and benefits of the Project to both the Client and Bridging Solutions,the risks have been allocated such that the Client agrees,to the fullest extent permitted by law,to limit the liability of Bridging Solutions to the Client for any and all claims,losses,costs,damages of any nature whatsoever or claims expenses from any cause or causes, including attorney's fees and costs and expert-witness fees and costs,so that the total aggregate liability of Bridging Solutions to the Client shall not exceed$50,000 or the project fee,whichever is smaller. It is intended that this limitation apply to any and all liability or cause of action however alleged or arising,unless otherwise prohibited by law.Pursuant to Florida Statutes Chapter 558.0035,an individual employee or agent of Bridging Solutions,LLC my not be held liable for damages resulting from negligence. Termination of Services: This agreement may be terminated upon 5 days written notice by either party should the other fail to perform his obligations hereunder. In the event of termination, the Client shall pay Bridging Solutions, LLC for all services rendered to the date of termination,all reimbursable expenses,and reasonable termination expenses. Ownership of Documents: All documents produced by Bridging Solutions,LLC under this agreement shall remain the property of Bridging Solutions,LLC and may not be used by the Client for any other endeavor without written consent of Bridging Solutions,LLC. Dispute Resolution: Any claim or dispute between the Client and Bridging Solutions, LLC shall be submitted to non- binding mediation,subject to the parties agreeing to a mediator(s). This agreement shall be governed by the laws of the principal place of business of Bridging Solutions,LLC. Accuracy of Client Documents: The Client shall furnish, at the Client's expense,all information,requirements,reports, data, surveys and instructions required by this Agreement. Bridging Solutions, may use such information, requirements, reports,data, surveys and instructions in performing its services and is entitled to rely upon the accuracy and completeness thereof. Electronic Documents: The Client acknowledges Bridging Solutions' plans and specifications,including all documents on electronic media, as instruments of professional service. Nevertheless, the plans and specifications prepared under this Agreement shall become the property of the Client upon completion of the services and payment in full of the moneys due to Bridging Solutions, LLC. The Client shall not reuse or make or permit to be made any modifications to the plans and specifications without the prior written authorization of Bridging Solutions, LLC. The Client agrees to waive any claim against Bridging Solutions arising from any unauthorized reuse or modification of the plans and specifications. Excluded Services: Services not set forth above in the Scope of Services of this agreement are specifically excluded from the scope of Bridging Solutions' services. Bridging Solutions' assumes no responsibility to perform any services not specifically listed in the Scope of Services. Fiduciary Responsibility: The Client confirms that neither Bridging Solutions, LLC nor any of our subconsultants or subcontractors has offered any fiduciary service to the Client and no fiduciary responsibility shall be owed to the Client by Bridging Solutions,LLC or any of our subconsultants or subcontractors,as a consequence of Bridging Solution's entering into this Agreement with the Client. Heritage Bay Community Development District • } • important Contacts ,. x � dF Meeting Calendar Minutes � I� 4 it 1r� "'_: Financials �`" Documents&Policies ;. s Heritage Bay Community Development District located in Naples.Florida is a local,special purpose government entity authorized by Chapter 190 of the Florida Statutes,as amended,and created by ordinance of Collier County as an alternative method of planning,acquiring,operating and maintaining communityvnde improvements in planned communities.A Community Development District(COD)provides the"solution"to Florida's need to provide valuable community infrastructure generated by growth,ultimately without overburdening other governments and their taxpaying residents.CDDs represent a major advancement in Florida's effort to manage its growth effectively and efficiently.This allows a community to establish higher construction standards, meanwhile providing a longterm solution to the operation and maintenance of the community's facilities. Important Contacts MdeetiflgCa1erdt Se h,Che&reaan ru ssel l.r.sm+ds&kenner.tom Mi sut413' Vetted:0TF14'CC;1011/1&:0 n3riCldIS Term tx.res:1014 Sea d Osszeirienil&Pohoies Ronald A Gran,V nn Chairmen rarenePherirapebs cdd:sum Aaeointed 44'19/07 5-acted 1411,'20/04,GE 2011 Term&arras:2016 Scat 2 Ed»in Hubbard;Assistant Sexe1.y eh radd-o�m GE Erected.2012 Term Exarrns:2016 Seats Calton Ocala:,Assistux Set-reran/ Dairen 0rakeetensx:eon Bested:L.0 11,1/1.2 Term Expires,2016 30102 1Non C.May,Ass+sta dSenatary jmay i S44+Pyalroe.eon Adooente.d 5.1.14'FIICtasinse,vacant') Term Expire;.2014 Seat 5 Other Important Contacts: Calvin Teague.,,.Cistnot Manager ml.teagsse&stsenines ecru Severn Trent Wnagemeat SoNiees 5911 Caunte Lase,Onve Fort*revs;Ft 33905 CetPnana 2342234437 OFFte Phase:239.245•7118 ext 3CS Gfice fax:239.245•7120 Under Ftornit Lsr,ema;1 addrtssea ere 400.c resrds.H rnu do tot.ant our emasl address released:n nsuorce te a aub4e records reaueK,do not:end etecere■re maei to 101 entry. Instead..Donate the o n,e trr shone N in antind Heritage Bay Community Development District Home Meeting Calendar ,,. r,--w r NOTICE OF MEETINGS Minutes HERITAGE BAY Financials COMMUNITY DEVELOPMENT DISTRICT Documents&Policies The Board of Supervisors cf the Heritage Bay Community Development District will hold their meetings for Fiscal Year 2015 in the Heritage Bay Clubhouse,10154 Heritage Bay Boulevard,Naples Florida,at 9.00 a.m.on the first Thursday of every other month unless otherwise indicated as follows. November 5,2014.Agenda January 8,2015(second Thursday) March 5,2015 May 7,2015 July 9.2015(second Thursday) September 10,2015(second Thursday) The meetings are open to the public And will be conducted in accordance with the provision of Florida Law far Community Development Districts-The meetings may be continued to a date,time,and place to be specified on the record at the meeting There may be occasions when one or more Supervisors will participate by telephone. Any person requiring special accommodations at this meeting because of a disability or physical impairment should contact the District Office at 1954)753.5841 at least two calendar days prior to the meeting. Each person who decides to appeal any action taken at these meetings is advised that person will need a record of the proceedings and that accordingly,the person may need to ensure that a verbatim record of the proceedings is made,including Ow testimony and evidence upon which such appeal is to be based. Heritage Bay Community Development District Home Minutes ►t1 14f d1 i. UN1tac. }0441119.,C±2 lera Fl tot 5 PY 2at 4 r , 08/7111E 07/10/14 "Uocu T7Bt'ts& 911ci�J OS/ 05!011/14 2l/74 cone. 03/06/14 01/09/14 11/07/13 FY 2013 f Y 2012 091a5/1 09/27/12 01/11/13 07/26,'12 05.09/13 Ds/10/12 05/0211; 03/22/12 04/04/13 01/2611, 03/07113 01/12/12 01/03/13 11/17/11 11/01/12 11/01/12 Heritage Bay Community Development District Home ImPortant C � Financials e1 Adopted Budgets Appto-ved Ternatiw Budgets Minutes Adopted Budget FY 2015 M1 oaed Tetttatr Budget FY 415 € µ�, t•,, Adopted Budget Fl 2014 A .pro:ed Teotatrvve Budget fY 2014 Adopted Budget FY 2013 __I_&Pt ies Adapted Budget FY 2012 Audits Audit IV 2013 Audit FY 2012 Audit FY 2011 Audit FY 2010 Audit FY 2009 Heritage Bay Community Development District fwe Documents & Policies important Contacts Meeting Calendar chapter 190 Chapter 112-Code of Etlks Minutes Firm€als Heritage Bay Community Development District Financial Report September 30,2014 Prepared by SEVERN TRENT SERVICES Heritage Bay Community Development District Table of Contents FINANCIAL STATEMENTS Balance Sheet-All Funds Page 1 Statement of Revenues,Expenditures and Changes in Fund Balance General Fund Page 2 Debt Service Funds Page 3-4 SUPPORTING SCHEDULES Trend Report Page 5 Non-Ad Valorem Special Assessments Page 6 Cash and Investment Report Page 7 Bank Reconciliation Page 8 Check Register and Invoices Pages 9-32 Heritage Bay Community Development District Financial Statements (Unaudited) September 30, 2014 HERITAGE BAY Community Development District Governmental Funds Balance Sheet September 30, 2014 SERIES 2014 DEBT GENERAL SERVICE ACCOUNT DESCRIPTION FUND FUND TOTAL ASSETS Cash-Checking Account $ 48,249 $ - $ 48,249 Investments: Certificates of Deposit- 18 Months 50,734 - 50,734 Certificates of Deposit-24 Months 50,955 - 50,955 Money Market Account 1,568 - 1,568 Cost of Issuance Fund - 1,648 1,648 Deferred Cost - 695 695 Reserve Fund - 605,210 605,210 Revenue Fund - 6,976 6,976 TOTAL ASSETS $ 151,506 $ 614,529 $ 766,035 I LIABILITIES Accounts Payable $ 1,734 $ - $ 1,734 TOTAL LIABILITIES 1,734 - 1,734 I FUND BALANCES Restricted for: Debt Service - 614,529 614,529 Assigned to: Operating Reserves 37,249 - 37,249 Reserves-Erosion Control 58,000 - 58,000 Unassigned: 54,523 - 54,523 TOTAL FUND BALANCES $ 149,772 $ 614,529 $ 764,301 (TOTAL LIABILITIES& FUND BALANCES $ 151,506 $ 614,529 $ 766,035 Report Date: 10/24/2014 Page 1 HERITAGE BAY Community Development District General Fund Statement of Revenues, Expenditures and Changes in Fund Balances For the Period Ending September 30,2014 ANNUAL YTD ACTUAL ADOPTED YEAR TO DATE YEAR TO DATE VARIANCE($1 AS A%OF ACCOUNT DESCRIPTION BUDGET BUDGET ACTUAL FAV(UNFAV) ADOPTED BUD REVENUES Interest-Investments $ 500 $ 500 $ 724 $ 224 144.80% Special Assmnts-Tax Collector 151,750 151,750 1 56,250 4,500 102.97% Special Assmnts-COD Collected 4,163 4,163 - (4,163) 0.00% Special Assmnts-Discounts (6,070) (6,070) (5,640) 430 92.92% 'TOTAL REVENUES 150,343 150,343 151,334 991 100.86% EXPENDITURES Administration P/R-Board of Supervisors 4,800 4,800 4,400 400 91.67% FICA Taxes 367 367 367 - 100.00% ProfServ-Arbitrage Rebate 600 600 600 - 100.00% ProfServ-Dissemination Agent 5,000 5,000 1,000 4,000 20.00% ProfServ-Engineering 8,000 8,000 16,283 (8,283) 203.54% ProfServ-Legal Services 7,000 7,000 6,134 866 87.63% ProfServ-Mgmt Consulting Sery 37,132 37,132 37,132 - 100.00% ProfServ-Property Appraiser 2,276 2,276 2,276 - 100.00% ProfServ-Special Assessment 5,000 5,000 5,000 - 100.00% ProfServ-Trustee Fees 6,000 6,000 5,926 74 98.77% Auditing Services 4,000 4,000 3,400 600 85.00% Communication-Telephone 40 40 - 40 0.00% Postage and Freight 1,300 1,300 2,327 (1,027) 179.00% Insurance-General Liability 14,651 14,651 12,430 2,221 84.84% Printing and Binding 1,400 1,400 868 532 62.00% Legal Advertising 900 900 2,679 (1,779) 297.67% Misc-Bank Charges 750 750 648 102 86.40% Misc-Assessmnt Collection Cost 3,035 3,035 3,012 23 99.24% Office Supplies 550 550 371 179 67.45% Annual District Filing Fee 175 175 175 - 100.00% Total Administration 102,976 102,976 105,028 (2,052) 101.99% Field Contracts-Lake and Wetland - - 52,318 (52,318) 0.00% R&M-Aquascaping - - 17,561 (17,561) 0.00% R&M-Lake - - 15,543 (15,543) 0.00% R&M-Lake Erosion - - 89,475 (89,475) 0.00% R&M-Contingency 47,367 47,367 3,283 44,084 6.93% Total Field 47,367 47,367 178,180 (130,813) 376.17% TOTAL EXPENDITURES 150,343 150,343 283,208 (132,865) 188.37% Net change in fund balance $ - $ - $ (131,874) $ (131,874) 0.00% FUND BALANCE,BEGINNING(OCT 1,2013) 281,646 281,646 281,646 FUND BALANCE,ENDING $ 281,646 $ 281,646 $ 149,772 Page 2 Report Date: 10/24/2014 HERITAGE BAY Community Development District Series 2005 Debt Service Fund Statement of Revenues, Expenditures and Changes in Fund Balances For the Period Ending September 30,2014 ANNUAL YTD ACTUAL ADOPTED YEAR TO DATE YEAR TO DATE VARIANCE(5) AS A%OF ACCOUNT DESCRIPTION BUDGET BUDGET ACTUAL FAV(UNFAV) ADOPTED BUD REVENUES Interest-Investments $ 500 $ 500 $ 644 $ 144 128.80% Special Assmnts-Tax Collector 1,452,850 1,452,850 1,488,850 36,000 102.48% Special Assmnts-CDD Collected 33,300 33,300 - (33,300) 0.00% Special Assmnts-Discounts (58,114) (58,114) (53,744) 4,370 92.48% 'TOTAL REVENUES 1,428,536 1,428,536 1,435,750 7,214 100.50% EXPENDITURES Administration ProfServ-Property Appraiser 21,793 21,793 - 21,793 0.00% Misc-Assessmnt Collection Cost 29,057 29,057 28,702 355 98.78% Total Administration 50,850 50,850 28,702 22,148 56.44% Debt Service Principal Debt Retirement 395,000 395,000 395,000 - 100.00% Interest Expense 983,675 983,675 983,675 - 100.00% Total Debt Service 1,378,675 1,378,675 1,378,675 - 100.00% 'TOTAL EXPENDITURES 1,429,525 1,429,525 1,407,377 22,148 98.45% Excess(deficiency)of revenues Over(under)expenditures (989) (989) 28,373 29,362 0.00% OTHER FINANCING SOURCES(USES) Operating Transfers-Out - - (1,215,975) (1,215,975) 0-00% Contribution to(Use of)Fund Balance (989) - - - 0.00% TOTAL FINANCING SOURCES(USES) (989) - (1,215,975) (1,215,975) 0.00% Net change in fund balance $ (989) $ (989) $(1,187,602) $ (1,186,613) 0.00% FUND BALANCE,BEGINNING(OCT 1,2013) 1,187,602 1,187,602 1,187,602 FUND BALANCE,ENDING $ 1,186,613 $ 1,186,613 $ - Report Date: 10/24/2014 Page 3 HERITAGE BAY Community Development District Series 2014 Debt Service Fund Statement of Revenues, Expenditures and Changes in Fund Balances For the Period Ending September 30,2014 ANNUAL YTD ACTUAL ADOPTED YEAR TO DATE YEAR TO DATE VARIANCE(5) AS A%OF ACCOUNT DESCRIPTION BUDGET BUDGET ACTUAL FAV(UNFAV) ADOPTED BUD REVENUES Interest-Investments $ - $ - $ 3 $ 3 0.00% 'TOTAL REVENUES - - 3 3 0.00% EXPENDITURES Debt Service Bond Issue Expense 251,406 (251,406) 0.00% Total Debt Service - 251,406 (251,406) 0.00% (TOTAL EXPENDITURES - - 251,406 (251,406) 0.00% Excess(deficiency)of revenues Over(under)expenditures - - (251,403) (251,403) 0.00% OTHER FINANCING SOURCES(USES) Interfund Transfer-In - - 1,215,975 1,215,975 0.00% Proceeds of Refunding Bonds - - 17,490,000 17,490,000 0.00% Payment to Refunded Bond - - (17,840,043) (17,840,043) 0.00% 'TOTAL FINANCING SOURCES(USES) - - 865,932 865,932 0.00% Net change in fund balance $ - $ - $ 614,529 $ 614,529 0.00% FUND BALANCE,BEGINNING(OCT 1,2013) - - - FUND BALANCE,ENDING $ - $ - $ 614,529 Report Date: 10/24/2014 Page 4 Heritage Bay Community Development District Supporting Schedules September 30, 2014 xAgAx 4,' aem s gegg g4 gges4 gagg g g C e ,:,, .l -� U) �^ �� M �ar QQ � N a to Y r 3 I W. » 74 8 C - 8 2 m0 ' (V 8 N In o § . . , g 93 c vo RI N M m r H EQyI < p W 0 m% • — N . + . o ' N of .- § ,p 3-m O m F. C _ q r N tlG� V' e- 0 t0 -1 1 N M N 2 A �a < e w w s � � N n � m N M : I E '< -R d m 4. et eiti S , . . w Y CC y = ry n, M O O r.. ^ 'o oi S "< C. .4 tet an oor Di A Vf N h 4 w "- $ S N l A • � M S c — •- » » p O N S r i O-S O D r OO m of to a A z I � 11444 to » 4. CI —e co _ en. Loo of oi w, 1 R N G O » E a m E > o W € = 8 dl G X0 Q � $� � e ' . o in Z as E 1IIIi 4 . a, 2 S i w' v .c4 6 ii 6 y — VJ V)Ul S t� 4 = M Heritage Bay Community Development District Non-Ad Valorem Special Assessments-Collier County Tax Collector (Monthly Collection Distributions) For the Fiscal Year Ending September 30,2014 ALLOCATION Discount/ Gross Debt Service Date Net Amount (Penalties) Collection Amount General Fund Fund Received Received Amount Costs Received Assessments Assessments Assessments Levied(1) $ 1,645,100 $ 156,250 $ 1,488,850 Allocation% 100% 9% 91% 10/29/13 $ 11,525.65 $ 651.63 $ 235.22 $ 12,412.50 $ 1,178.93 $ 11,233.57 11/15/13 $ 190,723.68 $ 8,109.00 $ 3,892.32 $ 202,725.00 $ 19,254.62 $ 183,470.38 11/27/13 532,662.14 22,647.20 10,870.66 566,180.00 53,775.23 512,404.77 12/13/13 556,289.03 23,453.13 11,352.84 591,095.00 56,141.63 534,953.37 12/27/13 51,617.31 1,658.03 1,053.41 54,328.75 5,160.09 49,168.66 01/30/14 96,998.29 2,814.65 1,979.56 101,792.50 9,668.15 92,124.35 02/27/14 23,807.38 356.75 485.87 24,650.00 2,341.23 22,308.77 03/28/14 45,726.55 172.75 933.20 46,832.50 4,448.11 42,384.39 04/30/14 34,178.49 (167.26) 697.52 34,708.75 3,296.60 31,412.15 06/03/14 2,801 (83) 57 2,775 264 2,511 06/11/14 6,738 (200) 138 6,675 634 6,041 07/03/14 934 (28) 19 925 88 837 TOTAL $ 1,554,001 $ 59,385 $ 31,714 $ 1,845,100 $ 156,250 $ 1,488,850 %COLLECTED 100.00% 100.00% 100.00% Report Date:8/19/2014 Prepared by: Page 6 Severn Trent Management Services Heritage Bay Community Development District Cash and Investment Balances September 30, 2014 ACCOUNT NAME BANK NAME MATURITY YIELD BALANCE GENERAL FUND Operating Checking Account-MuniNow SunTrust N/A 0.10% $ 46,999 (1) Checking Account BankUnited N/A 0.00% 1,250 Money Market Account Stonegate Bank N/A 0.34% 1,568 Subtotal 49,817 Certificate of Deposit-18 Months BankUnited 02/13/15 0.50% 50,734 Certificate of Deposit-24 Months BankUnited 02/13/16 0.52% 50,955 Subtotal 101,689 (2) DEBT SERVICE FUND Series 2014 Cost of Issuance US Bank N/A 0.05% 1,648 Series 2014 Deferred Cost Fund US Bank N/A 0.05% 695 Series 2014 Reserve Fund US Bank N/A 0.05% 605,210 Series 2014 Revenue Fund US Bank N/A 0.05% 6,976 Subtotal 614,529 (3) Total $ 766,035 Note 1 -Balance as of 10/24/14 is$27,848.35 Note 2-In the process of closing 18 mo CD for operating cash. Will forfeit$169 in accrued interest. Note 3-Invested in First American Obligation Fund Report Date: 10/24/2014 Prepared By: Page 7 Severn Trent Management Services Heritage Bay COD Bank Reconciliation Bank Account No. Statement No. 09-14 Statement Date 09/30/14 Gil Balance($) 46,998,79 Statement Balance 51,944.57 G/L Balance 46,998.79 Outstanding Deposits 0.00 Positive Adjustments 0.00 - ------ Subtotal 51,944.57 Subtotal 46,998.79 Outstanding Checks 4,945 78 Negative Adjustments 0.00 Total Differences 0.00 Ending G/L Balance 46,998.79 Ending Balance 46,998.79 Difference 0.00 Posting Cleared, Date Document Time Document No. Description Amount Amount Difference Deposits 09/08/14 IRS TX PYMT IRS DEBIT USATAXPYMT(9/04/14 MTG) -91.80 -91.80 0.00 09/19/14 ACH DEBIT SunTrust Account Analysis Fee -41.41 -41.41 0.00 09/24/14 DEP00151 Deposit MMA Ck N108-Tfr funds 28,000.00 28,000.00 0.00 09/30/14 ACH CREDIT SunTrust-Bank Interest Income 3.46 3.46 0.00 Total Deposits 27,870.25 27,870.25 0.00 Outstanding Checks 09/23/14 Payment 749 FEDEX 90.91 0.00 90.91 09/23/14 Payment 750 FORGE ENGINEERING INC 1,500.00 0.00 1,500.00 09/26/14 Payment 752 SEVERN TRENT ENVIRONMENTAL 3,354.87 0.00 3,354.87 Iota!Outstanding Checks 4,945.78 • Page 8 'c o 8 o $ $ $ o � 8 8 r' .. 8 $ m vi• 0a Pit-. 8 Ut 8 $ m q Q w 4 i ts,,c‘i g M N in g il ,@. o P- in w ii ` w y 8 t t7 O� 2 ,gyp M T i Ol W N M M V❑• L"1 U N 1, a? 7 F. 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NOW THEREFORE, BE IT RESOLVED BY THE BOARD OF SUPERVISORS OF HERITAGE BAY COMMMUNITY DEVELOPMENT DISTRICT THE FOLLOWING: 1. The General Fund Budget is hereby amended in accordance with Exhibit"A" attached. 2. This resolution shall become effective this 6th day of November , 2014 and be reflected in the monthly and Fiscal Year End 9/30/2014 Financial Statements and Audit Report of the District. Heritage Bay Community Development District By: 2/17 7& / 6- , Chairman 7 oN a-9 Visa- E. a.riC Attest: -- By: .. Calvin • e_ e ry HERITAGE BAY CDD GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES FOR THE PERIOD ENDING SEPTEMBER 30,2014 BUDGET AMENDMENT Variance with Final Budget Original Proposed Final YTD Positive Budget Amendment Budget Actual (Negative) $ $ $ $ $ REVENUE Interest-Investments 500 - 500 724 224 Special Assmnts-Tax Collector 151,750 4,500 156,250 156,250 - Special Assmnts-CDD Collected 4,163 (4,163) - - - Special Assmnts-Discounts (6,070) - (6,070) (5,640) 430 TOTAL REVENUE 150,343 337 150,680 151,334 654 EXPENDITURES ADMINISTRATIVE P/R-Board of Supervisors 4,800 - 4,800 4,400 400 FICA Taxes 367 - 367 367 - ProfServ-Arbitrage Rebate 600 - 600 600 - ProfServ-Dissemination Agent 5,000 (4,000) 1,000 1,000 - ProfServ-Engineering 8,000 8,283 16,283 16,283 - ProfServ-Legal Services 7,000 - 7,000 6,134 866 ProfServ-Mgmt Consulting Sery 37,132 - 37,132 37,132 - ProfServ-Property Appraiser 2,276 - 2,276 2,276 - ProfServ-Special Assessment 5,000 - 5,000 5,000 - Prof Serv-Trustee Fees 6,000 - 6,000 5,926 74 Auditing Services 4,000 (600) 3,400 3,400 - Communication-Telephone 40 (40) - - - Postage and Freight 1,300 1,027 2,327 2,327 - Insurance-General Liability 14,651 (2,221) 12,430 12,430 - Printing and Binding 1,400 - 1,400 868 532 Legal Advertising 900 1,779 2,679 2,679 - Misc-Bank Charges 750 - 750 648 102 Misc-Assessmnt Collection Cost 3,035 - 3,035 3,012 23 Office Supplies 550 - 550 371 179 Annual District Filing Fee 175 - 175 175 - TOTAL ADMINISTRATIVE 102,976 4,228 107,204 105,028 2,176 NOTE:MINOR DIFFERENCES IN STATEMENT TOTALS ARE REPORT DATE.10/27/2014 A DIRECT RESULT OF ROUNDING TO WHOLE DOLLARS. (UNAUDITED) HERITAGE BAY CDD GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES FOR THE PERIOD ENDING SEPTEMBER 30, 2014 BUDGET AMENDMENT Variance with Final Budget Original Proposed Final YTD Positive Budget Amendment Budget Actual (Negative) $ $ $ $ $ OPERATIONS AND MAINTENANCE FIELD Contracts-Lake and Wetland - 52,318 52,318 52,318 - R&M-Aquascaping 17,561 17,561 17,561 - - R&M-Lake - 15,543 15,543 15,543 - R&M-Lake Erosion - 89,475 89,475 89,475 - R&M-Contingency 47,367 (44,084) 3,283 3,283 - TOTAL FIELD 47,367 130,813 178,180 178,180 - TOTAL EXPENDITURES 150,343 135,041 285,384 283,208 2,176 EXCESS OF REVENUES - (134,704) (134,704) (131,874) 2,830 OVER(UNDER)EXPENDITURES NET CHANGE IN FUND BALANCES - (134,704) (134,704) (131,874) 2,830 FUND BALANCE,OCTOBER 1 - 281,646 281,646 281,646 - FUND BALANCE,ENDING $ - $ 146,942 $ 146,942 $ 149,772 $ 2,830 NOTE.MINOR DIFFERENCES IN STATEMENT TOTALS ARE REPORT DATE.10/27/2014 A DIRECT RESULT OF ROUNDING TO WHOLE DOLLARS. (UNAUDITED) Heritage Bay CDD Severn Trent Services Field Management Report Site Inspection - 10/17/2014 1. Lake Management:The lakes continue to appear to be in good condition. Clarity is good,water levels are beginning to recede,and algae is minimal on the majority of the lakes.Additional lake management details are provided below. a. Algae: i. Low density on Lakes: 1, 2, 4, 5, 6, 7,9, 10, 18, 19, 20, and 27. ii. Medium density on Lakes: No issues observed this month. b. Littorals: i. Noticed blooming golden canna on lake 7, but I also found one that appears to be dying. ■ a t i' ,.: F c. Weeds:Weed issues observed this month included the following: i. Rocks: Lake Bank of 30A needs spraying. f 0.4 f. -' 4 a 4A* .. r t r row ii. Alligator Weed in Lakes:9, 11, and 19. iii. Brazilian Pepper:There is a lone pepper tree on the southern bank of lake 30B. Lake&Wetland Management staff are preparing a quote for removal when the water levels recede.The southwestern portion of lake bank 30B has several pepper trees that we believe reside on the Quarry property.We will issue a 1 letter asking for their removal to reduce the possibility of further growth along the lake bank and surrounding areas. Southern Lake Bank 30B Southwestern Lake Bank 30B • • � 3 Z Y� iv. Cattails in Lakes: 23 and 30A(S.E.corner) v. Climbing Hemp Vine in Lakes: 9 (Treatment needed) and 19. Lake 9 vi. Lily Pads in Lakes: 1, 2, 3, 4,5, and 29. Low presence(Monitor& treat if needed). vii. Illinois Pond Weed in Lakes: 19,20, 30A and 30B(Treatments needed).The pond weed needs to be treated heavily in lake 19 as it is interfering with golf ball retrieval. Lake 19 Lake 19 • ism 1 ^'4 i: 7.x^9 ? spa car s? 2 viii. Torpedo Grass in Lakes: 6& 10(treatments needed), 11, 18, 23, 26,28, 30B. Low presence (Monitor&treat if needed). Lake 6 Lake 10 - d. Fish: One dead tilapia found on lake 12. No other issues observed. p, ,1, ' 'y e. Trash in Lakes: Minimal trash observed this month. No need for a clean- up. f. Bulkheads:Weeds on lake 19 need to be sprayed out. g. Grass Clippings:Grass clippings were discovered in the north end of lake 11. A-7--ai" .. r. rR °„ " , ' °om: .. ?s " e ; ys 'f ' s_ . x - s' rte , . r41 f:'4"' -r4 ..,, 4,,, ra --. y + � "i d a 2. Dissolved Oxygen (DO)Tests:The next tests are scheduled for January 2015. 3 3. Lake Bank Erosion: a. A small gully is beginning to form along the north bank of lake 6.This may be due to a broken irrigation line that has been repaired. Installation of filter fabric and rip rap is recommended. { L{ - b. Slight erosion developing next to the cart path on the south west portion of lake 19. It was thought that this area had been addressed but as of the date of this inspection the erosion was still present. Installation of filter fabric and rip rap is recommended. + ' 4 .„ 7. ;.41._11x1,4.,= ;It y C g = s P& e tr 4. Storm Drainage System: a. Control Structures: i. W2L30:Cattails are still growing in this structure. I have specifically discussed this with Lake&Wetland Management staff and implemented a process to make sure they understand all lake issues. ,, X 4 r 4 b. Drains:Storm drains were inspected and all debris were removed from the grates. c. Roadway Catch Basins: No issues observed. d. Catch Basins: No issues observed. e. Inter-Connect Pipes: No issues observed, all pipes are currently submerged. Cleaning was recently performed on seven pipes(between lakes 5-6, 10-11, 19-26,20-27, 25-26, 27-30A,.&30A—Canal). All video completed was reviewed, no issues observed. f. Illicit Discharges: None observed. g. Lake Drainage Pipes: Floating pipes on lakes 13, 17,and 19. Lake 17 Lake 19 a i � �c se's'` 7 X53' 5. Fish/Wildlife Observations: ® Bass ® Bream I I Catfish n Gambusia ® Egrets ® Herons ®Coots Gallinules ®Anhinga H Cormorant n Osprey ® Ibis ❑Woodstork Otter ®Alligators ❑Snakes ®Turtles ® Other Species:Tilapia 6. Residential Complaints/Concerns: None reported at the time of Inspection. 5 7. Special Projects:This month I was asked to inspect the grasses around all the lakes to see if there was an issue with the golf course crew leaving clippings in the flower beds on the lake banks.Although I observed this practice all around the property I saw no real issue.According to Lake and Wetland Management staff,earlier in the summer there was a concern with floating debris on lakes 1 and 2, but this concern is not present now.As the water levels rise during the rainy season over the summer months care should be taken so that extra organic material will not enter the storm water system increasing the likelihood of algae blooms.We will keep this in mind and discuss this with golf course management staff as the rainy season approaches next year. Our recommendation will be not to leave clippings on the ground in the first rows of grasses along the lank banks. Lake 23 Example of Rising Water Levels i'41 z jp 4 .� � '1` •ctx'S- ,g4 ,f y t g ' bV 8. Non-CDD Issues Observed: a. Irrigation System: i. A broken riser was noticed on the south western portion around the fountain at the circle. lea � fi i. 2 • 6 9. Follow up items: Heritage Bay CDD Follow Up Tasks Summary Follow Up Task Reported On Assigned Action Completed Quote for removal of Brizillian Pepper Tree 10/17/2014 Lake&Wetlands In Progress Repair erosion on lake bank 19 9/25/2014 Repair erosion on lake bank 6 10/17/2014 Floating Pipes lakes?,8,9,10,13,14,17,19 9/25/2014 Project for Summer 2015 Inspect Control Structure#L30000O2 9/25/2014 CDD Engineer In Progress Iinspect Control StructoreltL30000O3 9/25/2014 CDD Engineer In Progress Field Manager Tasks Inspect video of Interconnect recordings 9/25/2014 Completed Write letter to The Quarry requesting removal of Brizillian Pepper Trees 10/17/2014 In Process Golf Course trimmings in the lakes 10/17/2014 Discuss with Superintendent when water recedes Lake Bank Review Scheduled for Ian.2015 Littoral Planting Reviews When water recedes Erosion Restoration Site Visit When water recedes COD Contractor Tasks HOA Contractor Tasks Homeowner Complaints/Concerns 7