Resolution 2013-116 RESOLUTION NO. 2013- 116
A RESOLUTION OF THE BOARD OF COUNTY
COMMISSIONERS OF COLLIER COUNTY, FLORIDA
APPROVING THE ISSUANCE AND SALE OF REVENUE
BONDS BY THE COLLIER COUNTY EDUCATIONAL •
FACILITIES AUTHORITY, AS REQUIRED BY SECTION
147(f) OF THE INTERNAL REVENUE CODE, AS
AMENDED; AND PROVIDING FOR OTHER RELATED
MATTERS.
WHEREAS,the Collier County Educational Facilities Authority(the"Authority")is a body
corporate and politic of Collier County, Florida ("Collier County") created by Collier County
Resolution No. 79-34 duly adopted by the Board of County Commissioners on February 27, 1979,
pursuant to Part I of Chapter 243, Florida Statutes, as amended, with the power to issue revenue
bonds for the purposes of financing or refinancing the costs of a "project" as defined in Part I of
Chapter 243, Florida Statutes, as amended; and
WHEREAS, Ave Maria University, Inc., a Florida not-for-profit corporation (the
"University"),operates a university within Collier County,Florida(the"County"),and has requested
that the Collier County Educational Facilities Authority(the"Authority") issue its Collier County
Educational Facilities Authority Educational Facilities Revenue Refunding Bonds as tax-exempt
bonds in an aggregate principal amount not to exceed$68,000,000(the"Tax-Exempt Bonds")and
taxable bonds in an aggregate principal amount not to exceed$500,000(the"Taxable Bonds"and
together with the Tax-Exempt Bonds,the"Bonds")and loan the proceeds thereof to the University to
assist the University in refunding the Authority's (a) $30,470,000 Collier County Educational
Facilities Authority Variable Rate Demand Limited Obligation Revenue Bonds (Ave Maria
University,Inc.Project), Series 2006 outstanding in the aggregate principal amount of$26,300,000
(the"Refunded Series 2006 Bonds")which were issued for the purpose of financing and refinancing
student housing(the"Series 2006 Project");(b)$10,000,000 Collier County Educational Facilities
Authority Educational Facilities Revenue Bonds(Ave Maria University,Inc. Project), Series 2007
outstanding in the aggregate principal amount of$9,500,000(the"Refunded Series 2007 Bonds")
which were issued for the purpose of fmancing and refinancing the costs of acquisition of housing
for faculty, staff, graduate and undergraduate students and the construction of an undergraduate
dormitory (the "Series 2007 Project"); and (c) $17,000,000 Collier County Educational Facilities
Authority Educational Facilities Revenue Bonds(Ave Maria University, Inc. Project), Series 2008
outstanding in the aggregate principal amount of$16,500,000(the"Refunded Series 2008 Bonds"
and together with the Refunded Series 2006 Bonds and the Refunded Series 2007 Bonds, the
"Refunded Bonds") which were issued for the purpose of financing and refinancing a student
dormitory(the"Series 2008 Project,"collectively with the Series 2006 Project and the Series 2008
Project, the"Refunded Bonds Projects"); and
WHEREAS,Section 147(f)of the Internal Revenue Code of 1986,as amended(the"Code"),
provides that the elected legislative body of the governmental unit which has jurisdiction over the
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area in which the facility financed or refinanced with the proceeds of tax-exempt bonds is located is
to approve the issuance of such bonds after a public hearing; and
WHEREAS,the Board of County Commissioners of Collier County,Florida(the"Board")is
the elected legislative body of the County; and
WHEREAS,the Authority caused a notice of a public hearing to consider approval of the
Tax-Exempt Bonds and the refunding of the Refunded Bonds to be published on April 25,2013, in
the Naples Daily News,a newspaper of general circulation in Collier County,a copy of said notice
being attached to the Authority Resolution described herein(the "Notice"); and
WHEREAS,the Authority held a public hearing on May 10, 2013,pursuant to the Notice
and adopted a resolution(the"Authority Resolution")authorizing the issuance of the Bonds,a copy
of which is attached as Exhibit A to the Authority Resolution,and has recommended to the Board
that it approve the issuance of the Tax-Exempt Bonds in accordance with Section 147(f)of the Code;
and
WHEREAS,for the reasons set forth above,it appears to the Board that the approval of the
issuance and sale of such Tax-Exempt Bonds, as required by Section 147(f) of the Code, is in the
best interests of Collier County,
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF COUNTY
COMMISSIONERS OF COLLIER COUNTY,FLORIDA, THAT:
SECTION 1. APPROVAL OF ISSUANCE OF THE BONDS. This Board hereby
approves the issuance of the Tax-Exempt Bonds by the Authority for the purposes described in the
Notice pursuant to Section 147(f) of the Code. The Tax-Exempt Bonds shall be issued in such
series,in such aggregate principal amount(not to exceed$68,000,000),bear interest at such rate or
rates, mature in such amount or amounts and be subject to redemption as are approved by the
Authority without the further approval of this Board.
The Bonds shall not constitute a debt,liability or obligation of Collier County,the Board,any
officer,agent or employee of Collier County,the State of Florida or any political subdivision thereof,
but shall be payable solely from the revenues provided therefor,and neither the faith and credit nor
any taxing power of Collier County or the State of Florida or any political subdivision thereof is
pledged to the payment of the principal of,premium,if any,and interest on the Bonds. No member
of the Board or any officer or employee thereof shall be liable personally on the Bonds by reason of
their issuance.
This approval shall in no way be deemed to abrogate any regulations of Collier County within
the regulatory jurisdiction of Collier County, including, but not limited to, the Collier County
Growth Management Plan and all concurrency requirements contained therein and the Collier
County Land Development Code.
SECTION 2. SEVERABILITY. If any section,paragraph,clause or provision of
this Resolution shall be held to be invalid or ineffective for any reason, the remainder of this
Resolution shall continue in full force and effect, it being expressly hereby found and declared that
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the remainder of this Resolution would have been adopted despite the invalidity or ineffectiveness of
such section, paragraph, clause or provision.
SECTION 3. EFFECTIVE DATE. This Resolution shall take effect immediately
upon its adoption, and any provisions of any previous resolutions in conflict with the provisions
hereof are hereby superseded.
This Resolution adopted this 28th day of May, 2013 after motion, second, and majority in
favor of passage.
AT ' T::."` , BOARD OF COUNTY COMMISSIONERS
DWIGHT E.BROCK, CLERK OF COLLIER COUNTY, FLORIDA
/ /
B : , ®•4 zoalmhimik B • ■ Pi.,—
y
tatr'D p tO i '�kl n S
Ap forr form d legal sufficiency: J
(...__
Scott R. Teach
Deputy County Attorney
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EXHIBIT A TO RESOLUTION
AUTHORITY RESOLUTION
4
RESOLUTION NO. 2013-6/
AN INDUCEMENT RESOLUTION OF THE COLLIER
COUNTY EDUCATIONAL FACILITIES AUTHORITY
REGARDING TIIE OFFICIAL ACTION OF THE
AUTHORITY WITH RESPECT TO THE PROPOSED
ISSUANCE BY THE AUTHORITY OF ITS COLLIER COUNTY
EDUCATIONAL FACILITIES AUTHORITY REVENUE
REFUNDING BONDS (AVE MARIA UNIVERSITY, INC.
PROJECT), SERIES 2013A(THE"SERIES 2013A BONDS")AND
ITS COLLIER COUNTY EDUCATIONAL FACILITIES
AUTHORITY REVENUE BONDS (AVE MARIA UNIVERSITY,
INC.PROJECT),SERIES 2013B(TAXABLE)(THE"SERIES 2013B
BONDS" AND TOGETHER WITH THE SERIES 2013A BONDS,
THE"BONDS")IN ,AGGREGATE PRINCIPAL AMOUNT NOT
TO EXCEED$68,000,000 OR THE PRINCIPAL PURPOSE OF
REFUNDING ALL OR A PORTION OF THE OUTSTANDING
(A) COLLIER VARIABLE RATE EDUCATINAL
pgMAND FACILITIES
AUTHORITY LIMITED
OBLIGATION REVENUE BONDS (AVE MARIA UNIVERSITY,
INC. PROJECT), SERIES 2006, (B) COLLIER COUNTY
EDUCATIONAL FACILITIES AUTHORITY EDUCATIONAL
FACILITIES REVENUE BONDS (AVE MARIA UNIVERSITY,
INC. PROJECT), SERIES 2007, AND (C) COLLIER COUNTY
EDUCATIONAL FACILITIES AUTHORITY EDUCATIONAL
FACILITIES REVENUE�BOND BONDS V(COLLECTIVELY,RSTI E,
INC. PROJECT),
`REFUNDED BONDS"); AUTHORIZING THE EXECUTION
AND DELIVERY OF AND THE UNIVERSITY;
BETWEEN THE AUTHORITY ERS TY;
AND PROVIDING FOR RELATED MATTERS.
WHEREAS, Ave Maria University, Inc., a Florida not-for-profit corporation (the
"University"), operates a university within Collier County, Florida(the "County"), and has
requested that Collier County Educational Facilities Authority (the "Authority") issue its
Collier County Educational Facilities Authority Educational Facilities Revenue Refunding
Bonds as tax-exempt bonds (the "Tax-Exempt Bonds")he ` Bonds�')a in an aggregate principal
Bonds" and together with the Tax-Exempt Bonds,
amount not to exceed $68,000,000 and loan the proceeds eCollieh County Educational
the University in refunding the Authority's (a) $30,470,000
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EXHIBIT A TO COUNTY RESOLUTION
Facilities Authority Variable Rate Demand Limited Obligation Revenue rBo Bonds(Ave Maria ria
University, Inc. Project), Series 2006 outstanding which aggregate e ued for the purpose of of
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$26,300,000 (the "Refunded Series 2006 Bonds") (b) purr se o
financing and refinancing student housing orith 2006
ides Revenue Bonds(Ave
Collier County Educational Facilities Authority re ate principal amount of
Maria University, Inc. Project), Series 2007 outstanding ich the aggregate
for the purpose of
P
$9,500,000 (the "Refunded Series 2007 Bonds") graduate and
financing and refinancing the costs of acquisition of u dormitory(the"Series 2007
undergraduate students and the construction of an undergraduate
Project"); and(c) $17,000,000 Collier County Educational Facilities Authority Educational
Project");
in
Facilities Revenue Bonds (Ave Maria University, Inc. Project), 020008ugondslnavd
the aggregate principal amount of $16,500,000 (the "Refunded Series
to g ether with the Refunded Series 2006 Bonds and the Refunded Series
d ies 2007 Bands, the
"Refunded Bonds,
Bonds")which were issued for the purpose of financing
dormito ry(the"Series 2008 Project,"collectively with the Series 2006 Project and the Series
2008 Project, the "Refunded Bonds Projects"); and
s of the
WHEREAS,the University has requested that the Authority loan the
es pro suds other
Bonds to the University pursuant to Part I of Chapter 243, t i
vision rovisions of Florida law as the Authority may determine advisable(the "Act")
pro or P
in order to accomplish the foregoing purposes; and
WHEREAS,the issuance of the Bonds and the loaning of the e and refunding the Refunded tth
University to refinance the costs of the Refunded Bonds Puant to the terms thereof which will
Bonds under loan or other financing
at payments thereunder be at least sufficient to pay the principal of a connection therewith interest
and
provide that p y
redemption premium, if any, on such Bonds and such other costs in
may be incurred by the Authority,will assist the University and promote the public purposes
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provided in the Act; and
WHEREAS, in order to satisfy certain of there requirements u he Authority did on(f)o the
Internal Revenue Code of 1986, as ame issuance of the Series 2013A Bonds for the
hereof hold a public hearing on the proposed
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ublication of
purposes herein stated, which date is more than 14 days following thn Coltipr County and
notice of such public hearing in a newspaper of general
public hearing was conducted in a manner that provided a reasonable opportunity for
w p
pere of the
sons with differing views to be heard, both orally and f Ref BondshProj cts,cas more
Series 2013A Bonds and the location and nature of the
icularl described in the notice of public hearing attached hereto as Exhibit A; and
part Y
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WHEREAS, it is intended that this Resolution shall constitute official action toward
the issuance of the Series 2013A Bonds within the meaning of the applicable United States
Treasury Regulations in addition to any other action that may have heretofore been taken by
the University;
NOW, THEREFORE, BE IT RESOLVED B THE COLLIER COUNTY
EDUCATIONAL FACILITIES AUTHORITY,
SECTION 1. AUTHORITY FOR THIS RESOLUTION. This Resolution is
adopted pursuant to the provisions of the Act and other applicable provisions of law.
SECTION 2. PRELIMINARY STATEMENT.
n
into to permit the University to proceed with the refinancing of the costs of the Refunded
Bonds Projects by refunding the Refunded Bonds and issue
e an sell the Bonds and make the
to uoid
by the Authority, prior to the issuance of the Bonds,to
proceeds thereof available for such purposes, all in and thetlaws of
provisions of the Act, the Constitution and other laws of the State of Florida
all
the United States of America, including the Code, andn date ti herewith in
the
respects to the terms of the Preliminary Agreement o f eve
Authority and the University.
SECTION 3. FINDINGS AND DETERMINATIONS.the Ap After considering
ahe
application for Financing filed by the University,the presentation d
the testimony of,officials and agents of the University, and the determinations:comments
t of mbers of the
public, if any, the Authority makes the following finding
A. Located on approximately 750 acres in the o over peop e�including
area of Collier County, the University employs Gate
approximately 80 faculty members, and has an annual budget of more than $25 million in
2013, nearly all of which is spent locally.
B. University expenditures generate revenues and profits,and stimulate commerce
and employment for local businesses and County residents.
C. As a result of its location in the unincorporated town of Ave Maria, the 2 00 new residents,
University has helped the growth of the town to 450 new homes
resulting in a more efficient utilization of public infrastructure.
D. As a liberal arts institution of higher education,interestsnin Coll el County,
role in advancing social, religious, cultural and academic typically available in rural areas.
provides the community with cultural experiences not p Y
MIA 183190403v5
ocal
E. The University is an affordable, accredited university
in Southwest Florida. 122%
residents with educational opportunities not previously avai lable
of its undergraduate students are minority students.
F. The Refunded Bonds are variable rate bonds,which,,while at present offers
are the(i)
lowest cost of capital, leaves the University exposed to certain
unethe
xpected ected or protracted rises in interest costs, (ii) the inability to
oextehdletrere l credit
letters of credit securing the Refunded Bonds prior to the exp
G. Addressing these risks through the issuance of the Bo Bonds will
long term
University to more efficiently utilize its available funds,mo re fc
capital needs and improve its financial position,which will turn enable the University to
expand the services and benefits it provides to the community.
H. The issuance of the Bonds will promote the economic development,prosperity,
health
and welfare of the citizens of Collier County, will promote the
ogehe Act economic
structure of Collier County, and will thereby serve the public purposes ct of the
SECTION 4. APPROVAL OF THE REFUNDING. The refinancing
refunding the Refunded Bonds through the issuance
costs of the Refunded Bonds Projects by preliminarily approved, subject, however, in all
of the Bonds, pursuant to the Act, is hereby
respects to the University meeting the conditions set forth in the Preliminary Agreement to
p
the sole satisfaction of the Authority. There is hereby
SECTION 5. AUTHORIZATION OF THE BONDS.
authorized
to be issued and the Authority hereby determines conditions to issue hsetBonds,i if the
requested by the University and subject to the
o exceed$68,000,000 for the
Preliminary Agreement, in an aggregate principal
purposes of refinancing the costs of the Refunded Bonds he rate Projects by refunding undine on
principal p rP Preliminary Agreement.Refunded Bonds as described in the exceed the maximum rate permitted by law.
the Bonds shall not ex
GENERAL AUTHORIZATION. The Chairman and the
SECTION 6.
Vice-Chairman are hereby further authorized to proceed,up on execution of the Preliminary
Agreement, with the undertakings provided for therein on the part of the Authority in order are
Afire be required or necessary
further authorized to take such steps and actions as may q
eau
cause the Authority to issue the Bonds subject in all respects to the terms and conditions set
forth in the Preliminary Agreement authorized hereby.
SECTof
ION 7. OFFICIAL ACTION. This resolution is a nofmpial a tionthe
the Authority toward the issuance of the Series 2013A Bonds,
MIA 183190403x5
Preliminary Agreement, in accordance with the purposes of the laws of the State of Florida,
the Code and the applicable United States Treasury Regulations.
SECTION 8. LIMITED OBLIGATIONS. The Bonds and the interest
thereon shall not constitute an indebtedness or pledge of the general credit or taxing power of
Collier County,the State of Florida or any political subdivision or agency thereof but shall be
payable solely from the revenues pledged therefor pursuant to a loan agreement or other
financing agreement entered into between the Authority and the University prior to or
contemporaneously with the issuance of the Bonds. The Authority has no taxing power.
SECTION 9. LIMITED APPROVAL. The approval given herein shall not be
construed as an approval or endorsement of approval of any necessary rezoning applications,
regulatory permits, or any other requirements of the Collier County Growth Management
Plan or the Land Development Regulations adopted pursuant thereto relating to the Refunded
Bonds Projects and the Authority shall not be construed by reason of its adoption of this
resolution to have waived any right of Collier County or estopping Collier County from
asserting any rights or responsibilities it may have in that regard.
SECTION 10. EFFECTIVE DATE. This Resolution shall take effect
immediately.
ADOPTED this 10th day of May, 2013.
COLLIER COUNTY EDUCATIONAL
FACILITIES AUTHORITY
(SEAL)
kei
Chairman
ATTEST:
Secretary
MIA I63190403V5
Naples Daily News
Naples, FL 34110
Affidavit of Publication
Naples Daily News
+
PICKWORTH, DONALD P.A.
5100 TAMIAMI TRL N STE 103
NAPLES FL 34103
NOTICE OF PUBLIC HEARING •
Notice is hereby given that on May 10,2013,a public hearing will be held in
the conference room at 5150 Tamiamo Trail North,Suite 502.N !Lonna#103,
, to the pr))
commencing at I30 Vim. Easter DucDaYli9l F litmies Au resP fie "�2p13Ao(tie
REFERENCE: 010784 issuance (Ave Maria University, Inc Pr°lect), Series•
59718213 NOTICE OF PUBLI C a Refunding A Bonds In an aggfega`e 1w"sI`r`tt°P°i> ds ta exceed
$65,000,000. Simultaneously,tfie Issuer 31 B Ra�a�bda) (the "Sarias 20138 c The
Marla ethers G>h Sa Project),2013A Bonds,the."WNW�t3 �. to assist
and t Series 2013A Bonds are to be used for the purpose
F •n
State o f Florida A'aMAarrta t n ( „�,( 'of the iritamai Rteverate Coda of Counties of Collier and Lee amin ded,y a rac„ndRng ('!�'`n'g
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"as smended t and fscii ( kVan dries 2006(t e
Before the undersigned authority, ei ���loorr�� Series
n'Revenue�eo^o'�(Ave McAa UnM�r+� s�� amount of
appeared Amy Davidson, says that she sEOSR . )�rreit(A �vtstandhiy y educational^�`nt of
Inside Sales Supervisor, of the Naples $26.300, . (� slot ue aleru! a"a Un
Educational PaclBtlas k Bonds")curteritly outstanding U uw art"
a daily newspaper published at Naples, 2000 (I1e "Sail°$2 enld w' s17,o00,0o0.CoHier eK I"t)nb
amount of 59,500 ' avenue Bonds(Ave Mere Un a
County, Florida: distributed in Collier val " I 'gr R "and t 's(A Id, do r '`°
Boni, the. •Prior iontls•) curteMly n(�ng;to the
and Lee counties of Florida; that the arenasa reount df s16,5oD,00 � )BP,`'s:V,300g i:a»w t
copy o f advertising was published i n sae` I of tbQ �'a Itt> - �ari �t'°" of earwtr: Improvariterlts m)
the.followig: ()
Reding fin undergratluata � Ida
the construction o acQ ikon of certain townhomes and other facilities-to provide
newspaper on dates listed. faculty,staff Aft iant further says that the said Na. Ave Maria•Florida.The
lotsf&d at g050 Ave Marls Boulevard.
News is a newspaper published at Naples The t°«area.ns-n•rig a"ds�8-004a s"tetam'tn:t 5254 `+n62
Darsahue S riot,all on the west side of Ave Marie Boulevard ...n nu .Ave term.
Collier County, Florida, and that the s known as Middlebrook ownf�wtes located.lit 57245254 ettoq•
Florida• 2013•
newspaper has heretofore been continuou :Ptolects ar owne4ant!operaied „�cassiitu ,e e e,a
day and has been entered as second clas, ;w f , ' The ng ;
msy Pad
matter at the post office in Naples, in aed wnhing.+A.:e then. er op°sorerktn:>vae T°"
rIg ar may srrbmk ttak � ,tie'
ponce clesrly
Collier County, Florida, for a period o: nsm{oluer,CountYEd� loia'F"ti p1 � ) dties2013A.
Rh.,5100 Turk n B ok(Ave Nagle tN+1 ersity,
next preceding the first publication of submissions should be gaged In sufficient time to be°ec°Ned.before 12D°
Written attached copy of advertisement; and aff. p,m„May 7,2013 t,,a,ts,,.rwnhresp.ct
further says that he has neither paid n< l arry r ^ dlattsunpublicheaarringg,,s ;eedatlm«oo
m any matter c��� e,may need to amore �m, e.
promised any person, firm or corporatio) ro it Ings II ,gist Ie,ee d i Pleas�eeS;nq„ : 'Donald A.
discount, rebate, commission or refund r Uckw i as ssetfo ,bwra. "the
purpose of securing this advertisement ,ale, Arnerkam with a:abdalee" pe' I e
In accordance' � j�rt{dpata {n this procaedktg d rior to the
publication in the said newspaper. �pdec�Wlxc�aTOdkad,&�b(lingk'�this is no no later tltan (Attention:
pprdivide ng�r.aglicy
a��Ie.°"""glvet In this notke.Telephone
boMbA'Fi! `1' F COWER•
COUNTY EDUCATIONAL
PUBLISHED ON: 04/25 FACILITIES nuTI+DMTM
Donald Plckworth,Executive Director
AD SPACE: 104 LINE
FILED ON: 04/25/13 +
of Affiant /-4((;)(ei,/.04,-. ,Sign ature Sworn to and Subscribed bere me �th s^, `' "'.� day of, /I`;'1 , .
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Personally known by me : , I ' ',`L 7.',.Z------
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t-.%: EXPIF ES:Novemixr 28,2014
I,�%�i ui r:�•• Harnett Thru Music Insurance Agency
EXHIBIT A TO AUTHORITY RESOLUTION •